December 26, 2024 — In an engaging interview with Tracy Hughes of Investor.News, Kevin Ernst, Managing Director at Kingswood U.S., explores the essentials for companies aiming to list on major U.S. exchanges such as NASDAQ and the New York Stock Exchange. With his substantial background, including a decade at the New York Stock Exchange where he listed hundreds of companies, Ernst emphasizes the importance of comprehending the commitment required to enter the U.S. market. He highlights the necessity for consistent U.S. visits, participation in key conferences, and engaging with appropriate investors. “Getting a listing is really just the beginning. You have to make a commitment to going to the US on a regular basis and tell your story,” Ernst explains. He also underscores the comprehensive support Kingswood provides, from organizing roadshows to securing research coverage and strategizing post-listing plans.
Further in the interview, Ernst describes the ideal candidate for a U.S. listing as a company that is not just meeting the minimum listing standards but also has a significant safety margin. He specifies, “a company that would be very well suited to come to the US is one that minimum $50 million U.S. market cap at a minimum.” Ernst elaborates on the need for a robust trading volume, U.S.-centered operations, and an experienced management team capable of executing a strategic plan in the U.S. market. Additionally, he touches on the sectoral focus at Kingswood, prioritizing areas like critical metals, biotech, and technology due to their relevance and demand in the U.S. market. Ernst’s insights reveal a nuanced approach to selecting companies that not only fit into the U.S. financial landscape but can also leverage Kingswood’s network to thrive.
To access the complete Investor.News interview, click here
Don’t miss other Investor.News interviews. Subscribe to the Investor.News YouTube channel by clicking here
About Kingswood U.S.
Kingswood U.S., part of the Kingswood Group, is a network of wealth management firms that includes an SEC-registered RIA and a FINRA-licensed broker-dealer, offering comprehensive wealth management and business-building services designed specifically for the independent financial advisor. With our parent company, we represent more than $15 billion in AUM, and support 400 registered individuals. Kingswood has the resources and capital of a very large financial services firm and the personalized touch and feel of a boutique company. Kingswood has earned a reputation as a firm built for advisors by advisors.
To learn more about Kingswood U.S., click here
Disclaimer: This interview, which was produced by InvestorNews Inc. (“Investor.News”), does not contain, nor does it purport to contain, a summary of all material information concerning the Company, including important disclosure and risk factors associated with the Company, its business and an investment in its securities. InvestorNews offers no representations or warranties that any of the information contained in this interview is accurate or complete.
This interview and any transcriptions or reproductions thereof (collectively, this “presentation”) does not constitute, or form part of, any offer or invitation to sell or issue, or any solicitation of any offer to subscribe for or purchase any securities in the Company. The information in this presentation is provided for informational purposes only and may be subject to updating, completion or revision, and except as may be required by applicable securities laws, the Company disclaims any intent or obligation to update any information herein. This presentation may contain “forward-looking statements” within the meaning of applicable Canadian securities legislation. Forward-looking statements are based on the opinions and assumptions of the management of the Company as of the date made. They are inherently susceptible to uncertainty and other factors that could cause actual events/results to differ materially from these forward-looking statements. Additional risks and uncertainties, including those that the Company does not know about now or that it currently deems immaterial, may also adversely affect the Company’s business or any investment therein.
Any projections given are principally intended for use as objectives and are not intended, and should not be taken, as assurances that the projected results will be obtained by the Company. The assumptions used may not prove to be accurate and a potential decline in the Company’s financial condition or results of operations may negatively impact the value of its securities. This presentation should not be considered as the giving of investment advice by the Company or any of its directors, officers, agents, employees or advisors. Each person to whom this presentation is made available must make its own independent assessment of the Company after making such investigations and taking such advice as may be deemed necessary. Prospective investors are urged to review the Company’s profile on SedarPlus.ca and to carry out independent investigations in order to determine their interest in investing in the Company.
Leave a Reply